NASD Arbitration Solution : Five Black Belt Principles to Protect and Grow Your Financial Services Practice Hardback
by Thomas J. Hine, John K. Brubaker
Hardback
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Description
The right brain guide to NASD compliance for Registered Representatives This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice.
The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.
Information
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Available to Order - This title is available to order, with delivery expected within 2 weeks
- Format:Hardback
- Pages:336 pages, Charts: 24 B&W, 0 Color; Tables: 6 B&W, 0 Color
- Publisher:John Wiley & Sons Inc
- Publication Date:03/07/2007
- Category:
- ISBN:9780470126325
Other Formats
- PDF from £24.69
Information
-
Available to Order - This title is available to order, with delivery expected within 2 weeks
- Format:Hardback
- Pages:336 pages, Charts: 24 B&W, 0 Color; Tables: 6 B&W, 0 Color
- Publisher:John Wiley & Sons Inc
- Publication Date:03/07/2007
- Category:
- ISBN:9780470126325